Results 1 - 10 for Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 June 18, 2009 ...
http://media.wiley.com/assets/1913/24/Full_FINAL8kQ4.pdf
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
As filed with the Securities and Exchange Commission on January 28, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 20-F REGISTRATION STATEMENT ...
http://www.novartis.com/downloads/investors/Novartis-20-F-2008.pdf
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
united states securities and exchange commission washington, d.c. 20549 form 10-k (mark one) ≤ annual report pursuant to section 13 or 15(d) of the securities exchange act of ...
http://www.mandfworldwide.com/pdf/M&F_Worldwide_10-K.pdf
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The Fair Credit Reporting Act
(v) The term "Commission" means the Federal Trade Commission. (w) The term ... self-regulatory organization (as defined in section 3(a)(26) of the Securities Exchange Act of ...
http://www.ftc.gov/os/statutes/031224fcra.pdf
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Securities & Exchange Commission's Regulation of Asset-Backed ...
Introduction On January 7, 2005, the SEC issued a final regulation to clarify the requirements for the registration, disclosure and reporting for asset-backed securities (ABS), by ...
http://www.mortgagebankers.org/files/CREF/WhitePapers/WhitePaper-_Final_REGAB.pdf
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SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _____ FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of ...
http://www.falconstor.com/?tk=3Z92F9E52DDD2297BB3A483EE9D25F99
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UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION
united states of america before the securities and exchange commission securities exchange act of 1934 release no. 59530 / march 6, 2009 accounting and auditing enforcement release ...
http://www.sec.gov/litigation/admin/2009/34-59530.pdf
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SECURITIES AND EXCHANGE COMMISSION
securities and exchange commission washington, d.c. 20549 form 10-q (mark one) [ x ] quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 for the ...
http://www.pinksheets.com/edgar/GetFilingPdf?FilingID=6767534
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INFORMATION AND DISCLOSURE STATEMENT
A finding or judgment by a court of competent jurisdiction (in a civil action), the Securities and Exchange Commission, the Commodity Futures Trading Commission or a state securities ...
https://www.otciq.com/otciq/ajax/showFinancialReportById.pdf?id=26646
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UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION
UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No. 8966 / September 29, 2008 INVESTMENT COMPANY ACT OF 1940 Release No. 28416 ...
http://www.sec.gov/litigation/admin/2008/33-8966.pdf
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