Results 1 - 10 for Auction rate security

Description of Merrill Lynch's Auction Rate Securities Practices and ...
Generally, the offering documents for each specific auction rate security establish the auction period and may provide that the auction period is subject to change.
http://www.ml.com/media/70501.pdf
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Auction Rate Securities —
All the brokers had to Auction Rate Securities — What to do now, from an independent perspective February 21, 2008 Failed Auction Rate Security Auctions Source: Bank of America ...
http://www.svbassetmanagement.com/pdfs/AuctionRateSecurities0208.pdf
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Complaint: Wachovia Securities, LLC
The issuer of each auction rate security selects one or more broker-dealers to underwrite the offering and to manage the auction process. If the issuer selects more than one broker ...
http://www.sec.gov/litigation/complaints/2009/comp20885.pdf
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Scott & Stringfellow/BB&T Capital Markets
S&S/BBTCM Auction Rate Securities Policies and Procedures December 2, 2006 Page 2 of 11 Table of Contents: I. Introduction II. General Overview of the Auction Rate Securities ...
https://www.scottstringfellow.com/ss/documents/Auction%20Rate%20Security%20Practices%20and%20Procedures.doc
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CRA Insights: Credit Crisis
CRA Insights: Credit Crisis Litigation Implications of the Auction Rate Security Market Freeze What are auction rate securities? Auction rate securities (ARS) are bonds or ...
http://www.crai.com/uploadedFiles/credit-crisis/credit-crisis-litigation-implications-of-the-auction-rate-security-marke...
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BRIEF EXPLANATION OF AUCTION RATE SECURITY REFINANCING ACTIVITY AND ...
Recent Events Lead to Increase in Volume of Issuer Redemptions of ARS Continued dislocation in the Auction Rate Securities (ARS) market has resulted in elevated interest costs for ...
http://www.auctionratepreferreds.org/WachoviaPartialCalls.pdf
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Adrian D’Silva; Haley Gregg; David Marshall;
Explaining the decline in the auction rate securities market by Adrian D'Silva, vice ... that behaves like a long-term bond for the issuer but resembles a short-term security ...
http://www.chicagofed.org/publications/fedletter/cflnovember2008_256.pdf
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Auction Rate Securities Material Information
What is an auction rate security? An ARS is typically a long-term fixed-income security with a dividend or interest rate that periodically resets at a "Dutch auction" in which bids ...
https://www.alexbrown.db.com/misc/auction_rate_info.pdf
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PWC' S REASONING
• PWC also believes that any auction rate security that was sold at an auction date cannot be classified as held-to- maturity if, in fact, the true maturity is still some years away.
http://www.svbassetmanagement.com/pdfs/AuctionRateSecurities0405.pdf
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Loop Capital Markets, LLC
Loop has established written auction rate security trading procedures along with complying with the individual procedures for each issue which are written in the Official Statement ...
http://www.loopcap.com/i/i/pdfs/Auction%20Rate.pdf
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